H. Brendan McMahan

H. Brendan McMahan

Authored Publications
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    Federated Learning of Gboard Language Models with Differential Privacy
    Yanxiang Zhang
    Galen Andrew
    Jesse Rosenstock
    Yuanbo Zhang
    ACL industry track (2023) (to appear)
    Preview abstract We train language models (LMs) with federated learning (FL) and differential privacy (DP) in the Google Keyboard (Gboard). We apply the DP-Follow-the-Regularized-Leader (DP-FTRL)~\citep{kairouz21b} algorithm to achieve meaningfully formal DP guarantees without requiring uniform sampling of client devices. To provide favorable privacy-utility trade-offs, we introduce a new client participation criterion and discuss the implication of its configuration in large scale systems. We show how quantile-based clip estimation~\citep{andrew2019differentially} can be combined with DP-FTRL to adaptively choose the clip norm during training or reduce the hyperparameter tuning in preparation for training. With the help of pretraining on public data, we train and deploy more than twenty Gboard LMs that achieve high utility and $\rho-$zCDP privacy guarantees with $\rho \in (0.2, 2)$, with two models additionally trained with secure aggregation~\citep{bonawitz2017practical}. We are happy to announce that all the next word prediction neural network LMs in Gboard now have DP guarantees, and all future launches of Gboard neural network LMs will require DP guarantees. We summarize our experience and provide concrete suggestions on DP training for practitioners. View details
    Learning to Generate Image Embeddings with User-level Differential Privacy
    Maxwell D. Collins
    Yuxiao Wang
    Sewoong Oh
    IEEE Conference on Computer Vision and Pattern Recognition (CVPR) (2023) (to appear)
    Preview abstract We consider training feature extractors with user-level differential privacy to map images to embeddings from large-scale supervised data. To achieve user-level differential privacy, federated learning algorithms are extended and applied to aggregate user partitioned data, together with sensitivity control and noise addition. We demonstrate a variant of federated learning algorithm with partial aggregation and private reconstruction can achieve strong privacy utility trade-offs. When a large scale dataset is provided, it is possible to train feature extractors with both strong utility and privacy guarantees by combining techniques such as public pretraining, virtual clients, and partial aggregation. View details
    Preview abstract Building privacy-preserving systems for machine learning and data science on decentralized data View details
    A Field Guide to Federated Optimization
    Jianyu Wang
    Gauri Joshi
    Maruan Al-Shedivat
    Galen Andrew
    A. Salman Avestimehr
    Katharine Daly
    Deepesh Data
    Suhas Diggavi
    Hubert Eichner
    Advait Gadhikar
    Antonious M. Girgis
    Filip Hanzely
    Chaoyang He
    Samuel Horvath
    Martin Jaggi
    Tara Javidi
    Satyen Chandrakant Kale
    Sai Praneeth Karimireddy
    Jakub Konečný
    Sanmi Koyejo
    Tian Li
    Peter Richtarik
    Karan Singhal
    Virginia Smith
    Mahdi Soltanolkotabi
    Weikang Song
    Sebastian Stich
    Ameet Talwalkar
    Hongyi Wang
    Blake Woodworth
    Honglin Yuan
    Mi Zhang
    Tong Zhang
    Chunxiang (Jake) Zheng
    Chen Zhu
    arxiv (2021)
    Preview abstract Federated learning and analytics are a distributed approach for collaboratively learning models (or statistics) from decentralized data, motivated by and designed for privacy protection. The distributed learning process can be formulated as solving federated optimization problems, which emphasize communication efficiency, data heterogeneity, compatibility with privacy and system requirements, and other constraints that are not primary considerations in other problem settings. This paper provides recommendations and guidelines on formulating, designing, evaluating and analyzing federated optimization algorithms through concrete examples and practical implementation, with a focus on conducting effective simulations to infer real-world performance. The goal of this work is not to survey the current literature, but to inspire researchers and practitioners to design federated learning algorithms that can be used in various practical applications. View details
    Practical and Private (Deep) Learning without Sampling or Shuffling
    Om Thakkar
    Abhradeep Thakurta
    38th International Conference on Machine Learning (ICML 2021) (2021) (to appear)
    Preview
    Preview abstract Federated learning is a distributed machine learning paradigm in which a large number of clients coordinate with a central server to learn a model without sharing their own training data. Due to the heterogeneity of the client datasets, standard federated optimization methods such as Federated Averaging (FedAvg) are often difficult to tune and exhibit unfavorable convergence behavior. In non-federated settings, adaptive optimization methods have had notable success in combating such issues. In this work, we propose federated versions of adaptive optimizers, including Adagrad, Yogi and Adam, and analyze their convergence in the presence of heterogeneous data for general nonconvex settings. Our results highlight the interplay between client heterogeneity and communication efficiency. We also perform extensive experiments on these methods and show that the use of adaptive optimizers can improve the performance of federated learning. View details
    Preview abstract To improve real-world applications of machine learning, experienced modelers develop intuition about their datasets, their models, and how the two interact. Manual inspection of raw data—of representative samples, of outliers, of misclassifications—is an essential tool in a) identifying and fixing problems in the data, b) generating new modeling hypotheses, and c) assigning or refining human-provided labels. However, manual data inspection is risky for privacy-sensitive datasets, such as those representing the behavior of real-world individuals. Furthermore, manual data inspection is impossible in the increasingly important setting of federated learning, where raw examples are stored at the edge and the modeler may only access aggregated outputs such as metrics or model parameters. This paper demonstrates that generative models—trained using federated methods and with formal differential privacy guarantees—can be used effectively to debug data issues even when the data cannot be directly inspected. We explore these methods in applications to text with differentially private federated RNNs and to images using a novel algorithm for differentially private federated GANs. View details
    Preview abstract This paper presents the first consumer-scale next-word prediction (NWP) model trained with Federated Learning (FL) while leveraging the Differentially Private Federated Averaging (DP-FedAvg) technique. There has been prior work on building practical FL infrastructure, including work demonstrating the feasibility of training language models on mobile devices using such infrastructure. It has also been shown (in simulations on a public corpus) that it is possible to train NWP models with user-level differential privacy using the DP-FedAvg algorithm. Nevertheless, training production-quality NWP models with DP-FedAvg in a real-world production environment on a heterogeneous fleet of mobile phones requires addressing numerous challenges. For instance, the coordinating central server has to keep track of the devices available at the start of each round and sample devices uniformly at random from them, while ensuring \emph{secrecy of the sample}, etc. Unlike all prior privacy-focused FL work of which we are aware, for the first time we demonstrate the deployment of a differentially private mechanism for the training of a production neural network in FL, as well as the instrumentation of the production training infrastructure to perform an end-to-end empirical measurement of unintended memorization. View details
    Federated Heavy Hitters with Differential Privacy
    Haicheng Sun
    Vivian (Wei) Li
    International Conference on Artificial Intelligence and Statistics (AISTATS) 2020
    Preview abstract The discovery of heavy hitters (most frequent items) in user-generated data streams drives improvements in the app and web ecosystems, but can incur substantial privacy risks if not done with care. To address these risks, we propose a distributed and privacy-preserving algorithm for discovering the heavy hitters in a population of user-generated data streams. We leverage the sampling property of our distributed algorithm to prove that it is inherently differentially private, without requiring additional noise. We also examine the trade-off between privacy and utility, and show that our algorithm provides excellent utility while also achieving strong privacy guarantees. A significant advantage of this approach is that it eliminates the need to centralize raw data while also avoiding the significant loss in utility incurred by local differential privacy. We validate our findings both theoretically, using worst-case analyses, and practically, using a Twitter dataset with 1.6M tweets and over 650k users. Finally, we carefully compare our approach to Apple's local differential privacy method for discovering heavy hitters. View details
    Privacy Amplification via Random Check-Ins
    Borja Balle
    Om Thakkar
    Abhradeep Thakurta
    Advances in Neural Information Processing Systems 34: Annual Conference on Neural Information Processing Systems 2020, NeurIPS 2020
    Preview abstract Differentially Private Stochastic Gradient Descent (DP-SGD) forms a fundamental building block in many applications for learning over sensitive data. Two standard approaches, privacy amplification by subsampling, and privacy amplification by shuffling, permit adding lower noise in DP-SGD than via na\"{\i}ve schemes. A key assumption in both these approaches is that the elements in the data set can be uniformly sampled, or be uniformly permuted --- constraints that may become prohibitive when the data is processed in a decentralized or distributed fashion. In this paper, we focus on conducting iterative methods like DP-SGD in the setting of federated learning (FL) wherein the data is distributed among many devices (clients). Our main contribution is the random check-in distributed protocol, which crucially relies only on randomized participation decisions made locally and independently by each client. It has privacy/accuracy trade-offs similar to privacy amplification by subsampling/shuffling. However, our method does not require server-initiated communication, or even knowledge of the population size. To our knowledge, this is the first privacy amplification tailored for a distributed learning framework, and it may have broader applicability beyond FL. Along the way, we extend privacy amplification by shuffling to incorporate $(\epsilon,\delta)$-DP local randomizers, and exponentially improve its guarantees. In practical regimes, this improvement allows for similar privacy and utility using data from an order of magnitude fewer users. View details