Xingchen Wan
I am a Research Scientist at Google Cloud AI Research. My primary research interest is on large language models (LLMs), including but not limited to their prompting best practices, reasoning ability and long-context understanding. My other research interests include automated machine learning (AutoML) and Bayesian optimization.
Previously, I did my PhD at Machine Learning Research Group, University of Oxford.
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Teach Better or Show Smarter? On Instructions and Exemplars in Automatic Prompt Optimization
Advances in Neural Information Processing Systems (NeurIPS) (2024)
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Large language models have demonstrated remarkable capabilities, but their performance is heavily reliant on effective prompt engineering. Automatic prompt optimization (APO) methods are designed to automate this and can be broadly categorized into those targeting instructions (instruction optimization, IO) vs. those targeting exemplars (exemplar selection, ES). Despite their shared objective, these have evolved rather independently, with IO recently receiving more research attention. This paper seeks to bridge this gap by comprehensively comparing the performance of representative IO and ES techniques, both isolation and combination, on a diverse set of challenging tasks. Our findings reveal that intelligently reusing model-generated input-output pairs obtained from evaluating prompts on the validation set as exemplars consistently improves performance over IO methods but is currently under-investigated. We also find that despite the recent focus on IO, how we select exemplars can outweigh how we optimize instructions, with ES strategies as simple as random search outperforming state-of-the-art IO methods with seed instructions without any optimization. Moreover, we observe synergy between ES and IO, with optimal combinations surpassing individual contributions. We conclude that studying exemplar selection as a standalone method and its optimal combination with instruction optimization remains a crucial aspect of APO and deserves greater consideration in future research, even in the era of highly capable instruction-following models.
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Batch Calibration: Rethinking Calibration For In-Context Learning And Prompt Engineering
Lev Proleev
Diana Mincu
International Conference on Learning Representations (ICLR) (2024)
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Prompting and in-context learning (ICL) have become efficient learning paradigms for large language models (LLMs). However, LLMs suffer from prompt brittleness and various bias factors in the prompt, including but not limited to the formatting, the choice verbalizers, and the ICL examples. To address this problem that results in unexpected performance degradation, calibration methods have been developed to mitigate the effects of these biases while recovering LLM performance. In this work, we first conduct a systematic analysis of the existing calibration methods, where we both provide a unified view and reveal the failure cases. Inspired by these analyses, we propose Batch Calibration (BC), a simple yet intuitive method that controls the contextual bias from the batched input, unifies various prior approaches, and effectively addresses the aforementioned issues. BC is zero-shot, inference-only, and incurs negligible additional costs. In the few-shot setup, we further extend BC to allow it to learn the contextual bias from labeled data. We validate the effectiveness of BC with PaLM 2-(S, M, L) and CLIP models and demonstrate state-of-the-art performance over previous calibration baselines across more than 10 natural language understanding and image classification tasks.
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Better Zero-Shot Reasoning with Self-Adaptive Prompting
Findings of the Association for Computational Linguistics: ACL 2023 (2023)
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Modern large language models (LLMs) have demonstrated impressive capabilities at sophisticated tasks, often through step-by-step reasoning similar to humans. This is made possible by their strong few-shot and zero shot abilities: they either learn from a handful of handcrafted, completed responses (“in context examples”), or are prompted to reason spontaneously through specially designed triggers. Nonetheless, few-shot performance is sensitive to the choice of the examples, for which artisanal hand-crafted selection would require extensive effort, and in some cases, it might not even be possible to obtain relevant examples a-priori without expertise about the downstream tasks. On the other hand, most general and handcrafting-free, zero-shot performance is limited by the lack of guidance to the LLM. To address this, we propose Consistency-based Self-adaptive Prompting (COSP), a novel prompt design method for LLMs. Requiring neither handcrafted responses nor ground-truth labels, COSP selects & builds the set of examples from the LLM’s own zero-shot outputs via carefully designed criteria combining consistency, diversity and repetition. In zero-shot setting, with only LLM predictions, COSP significantly improves performance (up to 2× compared to zero-shot baselines and matching or exceeding few-shot baselines) in a range of reasoning tasks in 3 LLMs. Moreover, COSP can be generalized to few-shot setting and can take advantage of few labeled examples in an efficient way
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Universal Self-adaptive Prompting
Empirical Methods in Natural Language Processing (EMNLP) (2023)
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A hallmark of modern large language models (LLMs) is their impressive general zero-shot and few-shot abilities, often elicited through in-context learning (ICL) via prompting. However, while highly coveted and being the most general, zero-shot performances in LLMs are still typically weaker due to the lack of guidance and the difficulty of applying existing automatic prompt design methods in general tasks when ground-truth labels are unavailable. In this study, we address this by presenting Universal Self-Adaptive Prompting (USP), an automatic prompt design approach specifically tailored for zero-shot learning (while compatible with few-shot). Requiring only a small amount of unlabeled data and an inference-only LLM, USP is highly versatile: to achieve universal prompting, USP categorizes a possible NLP task into one of the three possible task types and then uses a corresponding selector to select the most suitable queries and zero-shot model-generated responses as pseudo-demonstrations, thereby generalizing ICL to the zero-shot setup in a fully automated way. We evaluate USP with PaLM and PaLM 2 models and demonstrate performances that are considerably stronger than standard zero-shot baselines and often comparable to or even superior to few-shot baselines across more than 40 natural language understanding, natural language generation, and reasoning tasks.
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