Conformal Language Modeling

Victor Quach
Adam Fisch
Adam Yala
Jae Ho Sohn
Tommi Jaakkola
Regina Barzilay


In this paper, we propose a novel approach to conformal prediction (CP) that is adapted to generative, large language models (LLMs). Conformal prediction is a popular technique for deriving prediction sets from machine learning models that have rigorous, statistical performance guarantees. We extend conformal techniques to a broad class of language models that sample from a conditional distribution over the combinatorial, unbounded space of possible text outputs, given some input prompt. Specifically, we translate the process of constructing prediction sets into calibrating a \emph{stopping rule}, under which we draw diverse samples from our model until we are confident that the growing set of candidate answers includes at least one high-quality response. At the same time, we calibrate a \emph{rejection rule} to selectively discard low-quality or redundant responses to reduce sample noise. Under minimal assumptions, we theoretically prove that our resulting output sets contain at least one high-quality answer with some desired probability that a user can set (such as $90\%$), while still remaining empirically precise on average. Furthermore, within this set of sampled candidate answers, we show that we can also accurately identify subsets of individual components (e.g., phrases or sentences) that are each independently correct (e.g., that are not ``hallucinations'')---again, with provably high probability. We demonstrate the effectiveness of our approach on multiple types of large language models applied to tasks in open-domain question answering, text summarization, and radiology report generation.