Zheng Xu （许正）
Zheng is a research scientist working on federated learning and privacy. He got his PhD on optimization and machine learning from University of Maryland, College Park.
More information can be found in google scholar and github.
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Foundation models (FMs) adapt well to specific domains or tasks with fine-tuning, and federated learning (FL) enables the potential for privacy-preserving fine-tuning of the FMs with on-device local data. For federated fine-tuning of FMs, we consider the FMs with small to medium parameter sizes of single digit billion at maximum, referred to as on-device FMs (ODFMs) that can be deployed on devices for inference but can only be fine-tuned with parameter efficient methods. In our work, we tackle the data and system heterogeneity problem of federated fine-tuning of ODFMs by proposing a novel method using heterogeneous low-rank approximations (LoRAs), namely HetLoRA. First, we show that the naive approach of using homogeneous LoRA ranks across devices face a trade-off between overfitting and slow convergence, and thus propose HetLoRA, which allows heterogeneous ranks across client devices and efficiently aggregates and distributes these heterogeneous LoRA modules. By applying rank self-pruning locally and sparsity-weighted aggregation at the server, HetLoRA combines the advantages of high and low-rank LoRAs, which achieves improved convergence speed and final performance compared to homogeneous LoRA. Furthermore, HetLoRA offers enhanced computation efficiency compared to full fine-tuning, making it suitable for federated fine-tuning across heterogeneous devices.
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Experiencing InstructPipe: Building Multi-modal AI Pipelines via Prompting LLMs and Visual Programming
Zhongyi Zhou
Jing Jin
Xiuxiu Yuan
Jun Jiang
Jingtao Zhou
Yiyi Huang
Kristen Wright
Jason Mayes
Mark Sherwood
Ram Iyengar
Na Li
Extended Abstracts of the 2024 CHI Conference on Human Factors in Computing Systems, ACM, pp. 5 (to appear)
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Foundational multi-modal models have democratized AI access, yet the construction of complex, customizable machine learning pipelines by novice users remains a grand challenge. This paper demonstrates a visual programming system that allows novices to rapidly prototype multimodal AI pipelines. We first conducted a formative study with 58 contributors and collected 236 proposals of multimodal AI pipelines that served various practical needs. We then distilled our findings into a design matrix of primitive nodes for prototyping multimodal AI visual programming pipelines, and implemented a system with 65 nodes. To support users' rapid prototyping experience, we built InstructPipe, an AI assistant based on large language models (LLMs) that allows users to generate a pipeline by writing text-based instructions. We believe InstructPipe enhances novice users onboarding experience of visual programming and the controllability of LLMs by offering non-experts a platform to easily update the generation.
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Efficient Language Model Architectures for Differentially Private Federated Learning
Yanxiang Zhang
Privacy Regulation and Protection in Machine Learning Workshop at ICLR 2024 (2024) (to appear)
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Cross-device federated learning (FL) is a technique that trains a model on data distributed across typically millions of edge devices without data ever leaving the devices.
SGD is the standard client optimizer for on device training in cross-device FL, favored for its memory and computational efficiency.
However, in centralized training of neural language models, adaptive optimizers are preferred as they offer improved stability and performance.
In light of this, we ask if language models can be modified such that they can be efficiently trained with SGD client optimizers and answer this affirmatively.
We propose a scale-invariant \emph{Coupled Input Forget Gate} (SI CIFG) recurrent network by modifying the sigmoid and tanh activations in the recurrent cell
and show that this new model converges faster and achieves better utility than the standard CIFG recurrent model in cross-device FL in large scale experiments.
We further show that the proposed scale invariant modification also helps in federated learning of larger transformer models.
Finally, we demonstrate the scale invariant modification is also compatible with other non-adaptive algorithms.
Particularly, our results suggest an improved privacy utility trade-off in federated learning with differential privacy.
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Federated Learning of Gboard Language Models with Differential Privacy
Yanxiang Zhang
Galen Andrew
Jesse Rosenstock
Yuanbo Zhang
ACL industry track (2023) (to appear)
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We train language models (LMs) with federated learning (FL) and differential privacy (DP) in the Google Keyboard (Gboard). We apply the DP-Follow-the-Regularized-Leader (DP-FTRL)~\citep{kairouz21b} algorithm to achieve meaningfully formal DP guarantees without requiring uniform sampling of client devices.
To provide favorable privacy-utility trade-offs, we introduce a new client participation criterion and discuss the implication of its configuration in large scale systems. We show how quantile-based clip estimation~\citep{andrew2019differentially} can be combined with DP-FTRL to adaptively choose the clip norm during training or reduce the hyperparameter tuning in preparation for training.
With the help of pretraining on public data, we train and deploy more than twenty Gboard LMs that achieve high utility and $\rho-$zCDP privacy guarantees with $\rho \in (0.2, 2)$, with two models additionally trained with secure aggregation~\citep{bonawitz2017practical}.
We are happy to announce that all the next word prediction neural network LMs in Gboard now have DP guarantees, and all future launches of Gboard neural network LMs will require DP guarantees.
We summarize our experience and provide concrete suggestions on DP training for practitioners.
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InstructPipe: Building Visual Programming Pipelines with Human Instructions
Zhongyi Zhou
Jing Jin
Xiuxiu Yuan
Jun Jiang
Jingtao Zhou
Yiyi Huang
Kristen Wright
Jason Mayes
Mark Sherwood
Ram Iyengar
Na Li
arXiv, vol. 2312.09672 (2023)
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Visual programming provides beginner-level programmers with a coding-free experience to build their customized pipelines. Existing systems require users to build a pipeline entirely from scratch, implying that novice users need to set up and link appropriate nodes all by themselves, starting from a blank workspace. We present InstructPipe, an AI assistant that enables users to start prototyping machine learning (ML) pipelines with text instructions. We designed two LLM modules and a code interpreter to execute our solution. LLM modules generate pseudocode of a target pipeline, and the interpreter renders a pipeline in the node-graph editor for further human-AI collaboration. Technical evaluations reveal that InstructPipe reduces user interactions by 81.1% compared to traditional methods. Our user study (N=16) showed that InstructPipe empowers novice users to streamline their workflow in creating desired ML pipelines, reduce their learning curve, and spark innovative ideas with open-ended commands.
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Learning to Generate Image Embeddings with User-level Differential Privacy
Maxwell D. Collins
Yuxiao Wang
Sewoong Oh
IEEE Conference on Computer Vision and Pattern Recognition (CVPR) (2023) (to appear)
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We consider training feature extractors with user-level differential privacy to map images to embeddings from large-scale supervised data. To achieve user-level differential privacy, federated learning algorithms are extended and applied to aggregate user partitioned data, together with sensitivity control and noise addition. We demonstrate a variant of federated learning algorithm with partial aggregation and private reconstruction can achieve strong privacy utility trade-offs. When a large scale dataset is provided, it is possible to train feature extractors with both strong utility and privacy guarantees by combining techniques such as public pretraining, virtual clients, and partial aggregation.
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On the Convergence of Federated Averaging with Cyclic Client Participation
Yae Jee Cho
Pranay Sharma
Gauri Joshi
Tong Zhang
International Conference on Machine Learning (ICML) (2023) (to appear)
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Federated Averaging (FedAvg) and its variants are the most popular optimization algorithms in federated learning (FL). Previous convergence analyses of FedAvg either assume full client participation or partial client participation where the clients can be uniformly sampled. However, in practical cross-device FL systems, only a subset of clients that satisfy local criteria such as battery status, network connectivity, and maximum participation frequency requirements (to ensure privacy) are available for training at a given time. As a result, client availability follows a natural cyclic pattern. We provide (to our knowledge) the first theoretical framework to analyze the convergence of FedAvg with cyclic client participation with several different client optimizers such as GD, SGD, and shuffled SGD. Our analysis discovers that cyclic client participation can achieve a faster asymptotic convergence rate than vanilla FedAvg with uniform client participation under suitable conditions, providing valuable insights into the design of client sampling protocols.
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Diurnal or Nocturnal? Federated Learning of Multi-branch Networks from Periodically Shifting Distributions
Chen Zhu
Jakub Konečný
Tom Goldstein
International Conference on Learning Representations (2022) (to appear)
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Federated learning has been applied to train machine learning models from decentralized client data on mobile devices in practice. The population of the large scale clients are observed to have periodically shifting distributions, which can cause instability in training and degrade the final model performance. In this paper, instead of adopting the block-cyclic distribution shifts in previous papers, we model the population distribution to be a mixture distribution gradually changing between daytime subpopulation and nighttime subpopulation. We verified this intuitive modification better matches the training observation in practical federated learning systems.
We propose multi-branch networks to handle the domain differences in subpopulations, and exploit a federated Expectation-Maximization (EM) algorithm with temporal priors to select branches for each client to handle the distribution shift. Experiments for image classification on EMNIST and CIFAR datasets, and next word prediction on the Stack Overflow dataset show that the proposed algorithm can effectively mitigate the impact of the distribution shift and significantly improve the final model performance.
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The federated learning (FL) framework trains a machine learning model using decentralized data stored at edge client devices by periodically aggregating locally trained models. Popular optimization algorithms of FL use vanilla (stochastic) gradient descent for both local updates at clients and global updates at the aggregating server. Recently, adaptive optimization methods such as AdaGrad have been studied for server updates. However, the effect of using adaptive optimization methods for local updates at clients is not yet understood. We show in both theory and practice that while local adaptive methods can accelerate convergence, they can cause a non-vanishing solution bias, where the final converged solution may be different from the stationary point of the global objective function. We propose correction techniques to overcome this inconsistency and complement the local adaptive methods for FL. Extensive experiments on realistic federated training tasks show that the proposed algorithms can achieve faster convergence and higher test accuracy than the baselines without local adaptivity.
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A Field Guide to Federated Optimization
Jianyu Wang
Gauri Joshi
Maruan Al-Shedivat
Galen Andrew
A. Salman Avestimehr
Katharine Daly
Deepesh Data
Suhas Diggavi
Hubert Eichner
Advait Gadhikar
Antonious M. Girgis
Filip Hanzely
Chaoyang He
Samuel Horvath
Martin Jaggi
Tara Javidi
Sai Praneeth Karimireddy
Jakub Konečný
Sanmi Koyejo
Tian Li
Peter Richtarik
Karan Singhal
Virginia Smith
Mahdi Soltanolkotabi
Weikang Song
Sebastian Stich
Ameet Talwalkar
Hongyi Wang
Blake Woodworth
Honglin Yuan
Mi Zhang
Tong Zhang
Chunxiang (Jake) Zheng
Chen Zhu
arxiv (2021)
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Federated learning and analytics are a distributed approach for collaboratively learning models (or statistics) from decentralized data, motivated by and designed for privacy protection. The distributed learning process can be formulated as solving federated optimization problems, which emphasize communication efficiency, data heterogeneity, compatibility with privacy and system requirements, and other constraints that are not primary considerations in other problem settings. This paper provides recommendations and guidelines on formulating, designing, evaluating and analyzing federated optimization algorithms through concrete examples and practical implementation, with a focus on conducting effective simulations to infer real-world performance. The goal of this work is not to survey the current literature, but to inspire researchers and practitioners to design federated learning algorithms that can be used in various practical applications.
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GradInit: Learning to Initialize Neural Networks for Stable and Efficient Training
Chen Zhu
Renkun Ni
Kezhi Kong
Tom Goldstein
Conference on Neural Information Processing Systems (NeurIPS) (2021) (to appear)
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Innovations in neural architectures have fostered significant breakthroughs in language modeling and computer vision. Unfortunately, novel architectures often result in challenging hyper-parameter choices and training instability if the network parameters are not properly initialized. A number of architecture-specific initialization schemes have been proposed, but these schemes are not always portable to new architectures. This paper presents GradInit, an automated and architecture agnostic method for initializing neural networks. GradInit is based on a simple heuristic; the norm of each network layer is adjusted so that a single step of SGD or Adam with prescribed hyperparameters results in the smallest possible loss value. This adjustment is done by introducing a scalar multiplier variable in front of each parameter block, and then optimizing these variables using a simple numerical scheme. GradInit accelerates the convergence and test performance of many convolutional architectures, both with or without skip connections, and even without normalization layers. It also improves the stability of the Post-LN Transformer for machine translation, enabling training it without learning rate warmup using either Adam or SGD under a wide range of learning rates and momentum coefficients.
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Practical and Private (Deep) Learning without Sampling or Shuffling
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Abhradeep Thakurta
38th International Conference on Machine Learning (ICML 2021) (2021) (to appear)
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Federated learning is used for decentralized training of machine learning models on millions of edge mobile devices. This is challenging because these devices often have limited communication bandwidth, and local computation resources. We exploit partially trainable neural networks, which freeze a portion of the model parameters during the entire training process, to reduce the communication cost with little implications on model performance. Through extensive experiments, we empirically show that Federated learning of Partially Trainable neural networks (FedPT) can result in good communication-accuracy trade-offs, with up to $46\times$ reduction in communication cost, at a small accuracy cost. The proposed FedPT can be particularly interesting for pushing the limitations of overparameterization for on-device learning.
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Advances and Open Problems in Federated Learning
Brendan Avent
Aurélien Bellet
Mehdi Bennis
Arjun Nitin Bhagoji
Graham Cormode
Rachel Cummings
Rafael G.L. D'Oliveira
Salim El Rouayheb
David Evans
Josh Gardner
Adrià Gascón
Phillip B. Gibbons
Marco Gruteser
Zaid Harchaoui
Chaoyang He
Lie He
Zhouyuan Huo
Justin Hsu
Martin Jaggi
Tara Javidi
Gauri Joshi
Mikhail Khodak
Jakub Konečný
Aleksandra Korolova
Farinaz Koushanfar
Sanmi Koyejo
Tancrède Lepoint
Yang Liu
Prateek Mittal
Richard Nock
Ayfer Özgür
Rasmus Pagh
Ramesh Raskar
Dawn Song
Weikang Song
Sebastian U. Stich
Ziteng Sun
Florian Tramèr
Praneeth Vepakomma
Jianyu Wang
Li Xiong
Qiang Yang
Felix X. Yu
Han Yu
Arxiv (2019)
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Federated learning (FL) is a machine learning setting where many clients (e.g., mobile devices or whole organizations) collaboratively train a model under the orchestration of a central server (e.g., service provider), while keeping the training data decentralized. FL embodies the principles of focused data collection and minimization, and mitigates many of the systemic privacy risks and costs resulting from traditional, centralized machine learning and data science approaches. Motivated by the explosive growth in FL research, this paper discusses recent advances and presents a comprehensive list of open problems and challenges.
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