Peter Kairouz
Peter Kairouz is a researcher interested in machine learning, security, and privacy. At Google, he is a Research Scientist working on decentralized and privacy-preserving machine learning algorithms. Prior to Google, his doctoral and postdoctoral research have largely focused on building decentralized technologies for anonymous broadcasting over complex networks, understanding the fundamental trade-off between data privacy and utility, and leveraging state-of-the-art deep generative models for data-driven privacy. You can learn more about his background and research by visiting his Stanford webpage. Some of his recent Google publications are listed below.
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Federated Learning of Gboard Language Models with Differential Privacy
Yanxiang Zhang
Galen Andrew
Jesse Rosenstock
Yuanbo Zhang
ACL industry track (2023) (to appear)
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We train language models (LMs) with federated learning (FL) and differential privacy (DP) in the Google Keyboard (Gboard). We apply the DP-Follow-the-Regularized-Leader (DP-FTRL)~\citep{kairouz21b} algorithm to achieve meaningfully formal DP guarantees without requiring uniform sampling of client devices.
To provide favorable privacy-utility trade-offs, we introduce a new client participation criterion and discuss the implication of its configuration in large scale systems. We show how quantile-based clip estimation~\citep{andrew2019differentially} can be combined with DP-FTRL to adaptively choose the clip norm during training or reduce the hyperparameter tuning in preparation for training.
With the help of pretraining on public data, we train and deploy more than twenty Gboard LMs that achieve high utility and $\rho-$zCDP privacy guarantees with $\rho \in (0.2, 2)$, with two models additionally trained with secure aggregation~\citep{bonawitz2017practical}.
We are happy to announce that all the next word prediction neural network LMs in Gboard now have DP guarantees, and all future launches of Gboard neural network LMs will require DP guarantees.
We summarize our experience and provide concrete suggestions on DP training for practitioners.
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Practical and Private (Deep) Learning without Sampling or Shuffling
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Abhradeep Thakurta
38th International Conference on Machine Learning (ICML 2021) (2021) (to appear)
Privacy-first Health Research with Federated Learning
Adam Sadilek
Dung Nguyen
Methun Kamruzzaman
Benjamin Rader
Stefan Mellem
Elaine O. Nsoesie
Jamie MacFarlane
Anil Vullikanti
Madhav Marathe
Paul C. Eastham
John S. Brownstein
John Hernandez
npj Digital Medicine (2021)
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Privacy protection is paramount in conducting health research. However, studies often rely on data stored in a centralized repository, where analysis is done with full access to the sensitive underlying content. Recent advances in federated learning enable building complex machine-learned models that are trained in a distributed fashion. These techniques facilitate the calculation of research study endpoints such that private data never leaves a given device or healthcare system. We show—on a diverse set of single and multi-site health studies—that federated models can achieve similar accuracy, precision, and generalizability, and lead to the same interpretation as standard centralized statistical models while achieving considerably stronger privacy protections and without significantly raising computational costs. This work is the first to apply modern and general federated learning methods that explicitly incorporate differential privacy to clinical and epidemiological research—across a spectrum of units of federation, model architectures, complexity of learning tasks and diseases. As a result, it enables health research participants to remain in control of their data and still contribute to advancing science—aspects that used to be at odds with each other.
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A Field Guide to Federated Optimization
Jianyu Wang
Gauri Joshi
Maruan Al-Shedivat
Galen Andrew
A. Salman Avestimehr
Katharine Daly
Deepesh Data
Suhas Diggavi
Hubert Eichner
Advait Gadhikar
Antonious M. Girgis
Filip Hanzely
Chaoyang He
Samuel Horvath
Martin Jaggi
Tara Javidi
Sai Praneeth Karimireddy
Jakub Konečný
Sanmi Koyejo
Tian Li
Peter Richtarik
Virginia Smith
Mahdi Soltanolkotabi
Weikang Song
Sebastian Stich
Ameet Talwalkar
Hongyi Wang
Blake Woodworth
Honglin Yuan
Mi Zhang
Tong Zhang
Chunxiang (Jake) Zheng
Chen Zhu
arxiv (2021)
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Federated learning and analytics are a distributed approach for collaboratively learning models (or statistics) from decentralized data, motivated by and designed for privacy protection. The distributed learning process can be formulated as solving federated optimization problems, which emphasize communication efficiency, data heterogeneity, compatibility with privacy and system requirements, and other constraints that are not primary considerations in other problem settings. This paper provides recommendations and guidelines on formulating, designing, evaluating and analyzing federated optimization algorithms through concrete examples and practical implementation, with a focus on conducting effective simulations to infer real-world performance. The goal of this work is not to survey the current literature, but to inspire researchers and practitioners to design federated learning algorithms that can be used in various practical applications.
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Building privacy-preserving systems for machine learning and data science on decentralized data
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Federated Heavy Hitters with Differential Privacy
Haicheng Sun
Vivian (Wei) Li
International Conference on Artificial Intelligence and Statistics (AISTATS) 2020
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The discovery of heavy hitters (most frequent items) in user-generated data streams drives improvements in the app and web ecosystems, but can incur substantial privacy risks if not done with care. To address these risks, we propose a distributed and privacy-preserving algorithm for discovering the heavy hitters in a population of user-generated data streams. We leverage the sampling property of our distributed algorithm to prove that it is inherently differentially private, without requiring additional noise. We also examine the trade-off between privacy and utility, and show that our algorithm provides excellent utility while also achieving strong privacy guarantees. A significant advantage of this approach is that it eliminates the need to centralize raw data while also avoiding the significant loss in utility incurred by local differential privacy. We validate our findings both theoretically, using worst-case analyses, and practically, using a Twitter dataset with 1.6M tweets and over 650k users. Finally, we carefully compare our approach to Apple's local differential privacy method for discovering heavy hitters.
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Context-Aware Local Differential Privacy
Jayadev Acharya
Ziteng Sun
International Conference on Machine Learning (ICML) (2020)
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Local differential privacy (LDP) is a strong notion of privacy for individual users that often comes at the expense of a significant drop in utility. The classical definition of LDP assumes that all elements in the data domain are equally sensitive. However, in many applications, some symbols are more sensitive than others. This work proposes a context-aware framework of local differential privacy that allows a privacy designer to incorporate the application's context into the privacy definition. For binary data domains, we provide a universally optimal privatization scheme and highlight its connections to Warner's randomized response (RR) and Mangat's improved response. Motivated by geolocation and web search applications, for k-ary data domains, we consider two special cases of context-aware LDP: block-structured LDP and high-low LDP. We study discrete distribution estimation and provide communication-efficient, sample-optimal schemes and information-theoretic lower bounds for both models. We show that using contextual information can require fewer samples than classical LDP to achieve the same accuracy.
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Generative Models for Effective ML on Private, Decentralized Datasets
8th International Conference on Learning Representations, ICLR 2020, Addis Ababa, Ethiopia, April 26-30, 2020, OpenReview.net
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To improve real-world applications of machine learning, experienced modelers develop intuition about their datasets, their models, and how the two interact. Manual inspection of raw data—of representative samples, of outliers, of misclassifications—is an essential tool in a) identifying and fixing problems in the data, b) generating new modeling hypotheses, and c) assigning or refining human-provided labels. However, manual data inspection is risky for privacy-sensitive datasets, such as those representing the behavior of real-world individuals. Furthermore, manual data inspection is impossible in the increasingly important setting of federated learning, where raw examples are stored at the edge and the modeler may only access aggregated outputs such as metrics or model parameters. This paper demonstrates that generative models—trained using federated methods and with formal differential privacy guarantees—can be used effectively to debug data issues even when the data cannot be directly inspected. We explore these methods in applications to text with differentially private federated RNNs and to images using a novel algorithm for differentially private federated GANs.
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Privacy Amplification via Random Check-Ins
Borja Balle
Abhradeep Thakurta
Advances in Neural Information Processing Systems 34: Annual Conference on Neural Information Processing Systems 2020, NeurIPS 2020
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Differentially Private Stochastic Gradient Descent (DP-SGD) forms a fundamental building block in many applications for learning over sensitive data. Two standard approaches, privacy amplification by subsampling, and privacy amplification by shuffling, permit adding lower noise in DP-SGD than via na\"{\i}ve schemes. A key assumption in both these approaches is that the elements in the data set can be uniformly sampled, or be uniformly permuted --- constraints that may become prohibitive when the data is processed in a decentralized or distributed fashion. In this paper, we focus on conducting iterative methods like DP-SGD in the setting of federated learning (FL) wherein the data is distributed among many devices (clients). Our main contribution is the random check-in distributed protocol, which crucially relies only on randomized participation decisions made locally and independently by each client. It has privacy/accuracy trade-offs similar to privacy amplification by subsampling/shuffling. However, our method does not require server-initiated communication, or even knowledge of the population size. To our knowledge, this is the first privacy amplification tailored for a distributed learning framework, and it may have broader applicability beyond FL. Along the way, we extend privacy amplification by shuffling to incorporate $(\epsilon,\delta)$-DP local randomizers, and exponentially improve its guarantees. In practical regimes, this improvement allows for similar privacy and utility using data from an order of magnitude fewer users.
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Breaking the Communication-Privacy-Accuracy Trilemma
Wei-Ning Chen
Ayfer Ozgur
Neural Information Processing Systems (NeurIPS) 2020, Neural Information Processing Systems (NeurIPS) 2020
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Two major challenges in distributed estimation and learning are 1) preserving the privacy of the local samples; and 2) communicating them efficiently to a central server, while achieving high accuracy for the end-to-end task. While there has been significant interest in addressing each of these challenges separately in the recent literature, encoding mechanisms that simultaneously address both challenges are largely missing. In this paper, we develop novel encoding mechanisms that simultaneously achieve optimal privacy and communication efficiency in a large class of settings.
In particular, we consider the problems of frequency estimation and mean estimation under $\varepsilon$-local differential privacy and $b$-bit communication constraints. For frequency estimation, we present a mechanism that leverages the recursive structure of Walsh-Hadamard matrices and achieves order-optimal $\ell_1$ and $\ell_2$ estimation error for \emph{all} privacy levels $\varepsilon
= O\lp\log d \rp$ and communication budgets $b$, where $d$ is the support size. As a by-product, we also construct a distribution estimation mechanism that is rate-optimal for all privacy regimes and communication constraints, extending prior work that has been limited to $b=1$ and $\varepsilon=O(1)$. For $d$-dimensional mean estimation, we propose a scheme based on random rotation and sampling, with order-optimal (up to a logarithmic factor) $\ell_2$ estimation error under both constraints. Our results demonstrate that intelligent encoding under joint privacy and communication constraints can yield a performance that matches the optimal accuracy achievable under either constraint alone.
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Can You Really Backdoor Federated Learning?
Ziteng Sun
Federated learning workshop at NeurRIPS (2019)
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The decentralized nature of federated learning makes detecting and defending against adversarial attacks a challenging task. This paper focuses on backdoor attacks in the federated learning setting, where the goal of the adversary is to reduce the performance of the model on targeted tasks while maintaining a good performance on the main task. Unlike existing works, we allow non-malicious clients to have correctly labeled samples from the targeted tasks. We conduct a comprehensive study of backdoor attacks and defenses for the EMNIST dataset, a real-life, user-partitioned, and non-iid dataset. We observe that in the absence of defenses, the performance of the attack largely depends on the fraction of adversaries present and the “complexity” of the targeted task. Moreover, we show
that norm clipping and “weak” differential privacy mitigate the attacks without hurting the overall performance. We have implemented the attacks and defenses in TensorFlow Federated (TFF), a TensorFlow framework for federated learning. In open sourcing our code, our goal is to encourage researchers to contribute new attacks and defenses and evaluate them on standard federated datasets.
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Advances and Open Problems in Federated Learning
Brendan Avent
Aurélien Bellet
Mehdi Bennis
Arjun Nitin Bhagoji
Graham Cormode
Rachel Cummings
Rafael G.L. D'Oliveira
Salim El Rouayheb
David Evans
Josh Gardner
Adrià Gascón
Phillip B. Gibbons
Marco Gruteser
Zaid Harchaoui
Chaoyang He
Lie He
Zhouyuan Huo
Justin Hsu
Martin Jaggi
Tara Javidi
Gauri Joshi
Mikhail Khodak
Jakub Konečný
Aleksandra Korolova
Farinaz Koushanfar
Sanmi Koyejo
Tancrède Lepoint
Yang Liu
Prateek Mittal
Richard Nock
Ayfer Özgür
Rasmus Pagh
Ramesh Raskar
Dawn Song
Weikang Song
Sebastian U. Stich
Ziteng Sun
Florian Tramèr
Praneeth Vepakomma
Jianyu Wang
Li Xiong
Qiang Yang
Felix X. Yu
Han Yu
Arxiv (2019)
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Federated learning (FL) is a machine learning setting where many clients (e.g., mobile devices or whole organizations) collaboratively train a model under the orchestration of a central server (e.g., service provider), while keeping the training data decentralized. FL embodies the principles of focused data collection and minimization, and mitigates many of the systemic privacy risks and costs resulting from traditional, centralized machine learning and data science approaches. Motivated by the explosive growth in FL research, this paper discusses recent advances and presents a comprehensive list of open problems and challenges.
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A General Approach to Adding Differential Privacy to Iterative Training Procedures
Galen Andrew
Ilya Mironov
Steve Chien
Úlfar Erlingsson
NIPS (2018)
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In this work we address the practical challenges of training machine learning models on privacy-sensitive datasets by introducing a modular approach that minimizes changes to training algorithms, provides a variety of configuration strategies for the privacy mechanism, and then isolates and simplifies the critical logic that computes the final privacy guarantees. A key challenge is that training algorithms often require estimating many different quantities (vectors) from the same set of examples --- for example, gradients of different layers in a deep learning architecture, as well as metrics and batch normalization parameters. Each of these may have different properties like dimensionality, magnitude, and tolerance to noise. By extending previous work on the Moments Accountant for the subsampled Gaussian mechanism, we can provide privacy for such heterogeneous sets of vectors, while also structuring the approach to minimize software engineering challenges.
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The collection and analysis of user data drives improvements in the app and web ecosystems,
but comes with risks to privacy. This paper examines discrete distribution estimation under local
privacy, a setting wherein service providers can learn the distribution of a categorical statistic
of interest without collecting the underlying data. We present new mechanisms, including hashed
k-ary Randomized Response (k-RR), that empirically meet or exceed the utility of existing mechanisms
at all privacy levels. New theoretical results demonstrate the order-optimality of k-RR and the existing RAPPOR mechanism at different privacy regimes.
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